Polly Victoria Ormond

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIA Capital Markets Limited (no longer approved here)

    FRN 219706

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (27 Sep 2018 to 8 Dec 2019)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (302)CF30 Customer (1 Nov 2007 to 25 Jun 2018)
    • (303)CF21 Investment Adviser (7 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (302)CF30 Customer at Novate Global Markets Limited

  2. controlled function added: (303)CF21 Investment Adviser at Novate Global Markets Limited