Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 6 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Feb 2023)
    • [FCA CF] Client dealing (since 4 Apr 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (23 Feb 2017 to 2 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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