Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Significant management (25 Jan 2022 to 30 Aug 2022)
    • [FCA CF] Material risk taker (15 Mar 2021 to 30 Aug 2022)
    • CF4 Partner (2 Jan 2008 to 3 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (28 Sep 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF26 Customer Trading (28 Aug 2002 to 19 Jul 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF26 Customer Trading (28 Aug 2002 to 19 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.