Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 18 Jul 2025)
    • [FCA CF] Client dealing (since 17 May 2024)
    • [FCA CF] Material risk taker (since 22 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Jul 2024)
    • [FCA CF] Manager of certification employee (since 9 Feb 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Dec 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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