Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBION LIMITED

    FRN 513138

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2025)
    • [FCA CF] Client dealing (since 14 Aug 2025)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • [FCA CF] Manager of certification employee (25 Mar 2021 to 4 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2024)
    • CF30 Customer (16 Dec 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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