Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WMG Advisors LLP
FRN 419405
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF4 Partner (4 Aug 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Aug 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Aug 2010 to 8 Dec 2019)
- CF3 Chief Executive (2 Aug 2010 to 8 Dec 2019)
- CF28 Systems and controls (26 Sep 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (4 Aug 2006 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (3 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.