Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Client dealing (12 Jun 2023 to 31 Jan 2024)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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