Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Octopus Investments Limited
FRN 194779
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 25 Oct 2024)
- [FCA CF] CASS oversight function (since 25 Oct 2024)
- [FCA CF] Manager of certification employee (since 25 Oct 2024)
- [FCA CF] Material risk taker (since 18 Jan 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] CASS oversight function (9 Dec 2019 to 17 Jan 2024)
- CF29 Significant management (25 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.