Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF15 Internal Audit (1 Dec 2001 to 31 Dec 2002)
  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • CF1 Director (1 Dec 2001 to 31 Dec 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2002)
    • CF15 Internal Audit (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.