Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (7 Jul 2009 to 28 Sep 2012)
    • CF30 Customer (1 Nov 2007 to 9 Oct 2014)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Mar 2007 to 27 Jun 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (6 Sep 2006 to 6 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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