Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Dec 2020 to 16 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 16 Dec 2022)
- [FCA CF] Client dealing (14 Sep 2016 to 16 Dec 2022)
- [FCA CF] Manager of certification employee (14 Sep 2016 to 16 Dec 2022)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 16 Dec 2022)
- [FCA CF] Material risk taker (18 Dec 2020 to 16 Dec 2022)
- [FCA CF] Manager of certification employee (14 Sep 2016 to 16 Dec 2022)
- [FCA CF] Client dealing (14 Sep 2016 to 16 Dec 2022)
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- [FCA CF] Material risk taker (8 Nov 2016 to 16 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 16 Dec 2022)
- [FCA CF] Client dealing (14 Sep 2016 to 16 Dec 2022)
- [FCA CF] Manager of certification employee (14 Sep 2016 to 16 Dec 2022)
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- CF30 Customer (22 Aug 2014 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.