Pierre-Yves Guerber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP

    FRN 439327

    • [FCA CF] Client dealing (since 23 May 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (5 Nov 2019 to 5 Jan 2023)
    • [FCA CF] Manager of certification employee (13 Sep 2019 to 5 Jan 2023)
    • [FCA CF] Client dealing (7 Aug 2019 to 5 Jan 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 31 Dec 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jun 2019)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.