Pierre-Yves, Eric Bareau

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • SMF18 Other Overall Responsibility (since 17 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Mar 2020)
    • CF30 Customer (11 Jan 2010 to 8 Dec 2019)
  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (11 Jan 2010 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (18 Jan 2017 to 21 Oct 2021)
    • CF30 Customer (16 Mar 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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