Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
  • Trevor Downing Financial Management (IFA) Limited (no longer approved here)

    FRN 118176

    • CF1 Director (AR) (28 Oct 2025 to 13 Nov 2025)
    • CF30 Customer (17 Jan 2025 to 13 Nov 2025)
    • [FCA CF] Functions requiring qualifications (11 Nov 2024 to 28 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (11 Nov 2024 to 28 Oct 2025)
  • Eden Associates (no longer approved here)

    FRN 459616

    • CF30 Customer (7 May 2010 to 24 Dec 2010)
  • The Wealth Management Centre Ltd (no longer approved here)

    FRN 211335

    • (5)Employed By (1 May 2002 to 9 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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