Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bond Wealth Ltd
FRN 778835
- 11. Pension transfer specialist
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Oct 2017 to 8 Dec 2019)
-
- CF1 Director (AR) (28 Oct 2025 to 13 Nov 2025)
- CF30 Customer (17 Jan 2025 to 13 Nov 2025)
- [FCA CF] Functions requiring qualifications (11 Nov 2024 to 28 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (11 Nov 2024 to 28 Oct 2025)
-
- CF30 Customer (7 May 2010 to 24 Dec 2010)
-
- (5)Employed By (1 May 2002 to 9 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.