Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Client dealing (28 Nov 2024 to 14 Nov 2025)
  • Cheyne Capital Management (UK) LLP (no longer approved here)

    FRN 456864

    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Jun 2024)
    • SMF27 Partner (9 Dec 2019 to 27 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jun 2024)
    • CF30 Customer (26 Mar 2014 to 8 Dec 2019)
    • CF4 Partner (26 Mar 2014 to 8 Dec 2019)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (18 Mar 2003 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.