Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- SMF9 Chair of the Governing Body (since 18 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 May 2012)
- CF21 Investment Adviser (22 Nov 2002 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (14 Aug 2002 to 4 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.