Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CIGP (UK) Limited
FRN 919724
- SMF16 Compliance Oversight (since 6 Jul 2020)
- SMF3 Executive Director (since 6 Jul 2020)
- [FCA CF] Client dealing (since 6 Jul 2020)
- SMF1 Chief Executive (since 6 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2020)
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- CF30 Customer (1 Nov 2007 to 23 Jan 2009)
- CF22 Investment Adviser (Trainee) (15 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.