Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 6 Jul 2020)
    • SMF3 Executive Director (since 6 Jul 2020)
    • [FCA CF] Client dealing (since 6 Jul 2020)
    • SMF1 Chief Executive (since 6 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
    • CF22 Investment Adviser (Trainee) (15 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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