Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 29 Oct 2025)
- [FCA CF] Manager of certification employee (since 29 Oct 2025)
- CF21 Investment Adviser (2 Oct 2003 to 22 May 2006)
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Numis Securities Limited
FRN 144822
- SMF18 Other Overall Responsibility (since 20 Feb 2020)
- CF30 Customer (10 Dec 2008 to 8 Dec 2019)
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- CF30 Customer (1 Sep 2008 to 24 Nov 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.