Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (24 Sep 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 19 May 2015)
- CF21 Investment Adviser (12 Jul 2006 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (24 Mar 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Dec 2004 to 24 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.