Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (16 Apr 2020 to 28 Feb 2026)
    • [FCA CF] Manager of certification employee (24 Jan 2019 to 7 Oct 2020)
    • [FCA CF] Client dealing (17 Oct 2018 to 28 Feb 2026)
    • CF21 Investment Adviser (30 Nov 2002 to 20 Dec 2002)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (16 Apr 2020 to 28 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

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