Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (7 Sep 2016 to 23 Oct 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 23 Oct 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 23 Oct 2021)
- CF30 Customer (17 Oct 2011 to 6 Mar 2016)
-
- [FCA CF] Manager of certification employee (7 Sep 2016 to 23 Oct 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 23 Oct 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 23 Oct 2021)
-
- CF30 Customer (1 Nov 2007 to 17 Aug 2010)
- CF21 Investment Adviser (20 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.