Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FMR Investment Management (UK) Limited (no longer approved here)

    FRN 476031

    • [FCA CF] Client dealing (3 Feb 2025 to 10 Jul 2025)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • [FCA CF] Manager of certification employee (3 May 2022 to 2 Jul 2024)
    • [FCA CF] Client dealing (3 May 2022 to 31 Jan 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Jun 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 14 Jun 2021)
    • CF30 Customer (5 Jul 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (18 Jun 2009 to 1 Apr 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 3 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.