Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Jan 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 22 Jan 2019)
    • CF30 Customer (29 Dec 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.