Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nemesis Asset Management LLP
FRN 211205
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Sep 2024)
- CF10 Compliance Oversight (2 Jan 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Jan 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (16 Aug 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (16 Aug 2004 to 31 Oct 2007)
- CF3 Chief Executive (16 Aug 2004 to 8 Dec 2019)
- CF27 Investment Management (2 Aug 2004 to 31 Oct 2007)
- CF21 Investment Adviser (2 Aug 2004 to 3 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.