Phillip Steven Sparham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 31 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 31 Oct 2016)
    • CF30 Customer (3 Aug 2015 to 8 Oct 2016)
  • Sparham Wealth Management

    FRN 711222

    • (2)Employed By (since 31 Oct 2016)
    • (1)Employed By (3 Aug 2015 to 8 Oct 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Mar 2014 to 24 Jul 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Feb 2013 to 19 Dec 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Mar 2011 to 23 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.