Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Phillip Smith
FRN 301311
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 1 Jan 2020)
- CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.