Phillip Sheridan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Buzz Financial Ltd

    FRN 712109

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 3. Giving personal recommendations on derivatives
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2024)
    • [FCA CF] Client dealing (since 17 Apr 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 17 Aug 2018)
    • Responsible for Insurance Mediation (17 Aug 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (17 Aug 2018 to 8 Dec 2019)
    • CF1 Director (17 Dec 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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