Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 2 Jan 2024)
- CF30 Customer (since 30 Oct 2023)
- CF1 Director (AR) (since 30 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jan 2024)
- CF30 Customer (1 Nov 2007 to 10 Jan 2024)
- CF21 Investment Adviser (18 Mar 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Oct 2002 to 18 Mar 2003)
- CF1 Director (AR) (28 Oct 2002 to 10 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.