Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • CF30 Customer (23 May 2014 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 5 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (23 May 2014 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (18 Jun 2009 to 14 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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