Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 1 Oct 2020)
- [FCA CF] Client dealing (since 25 Sep 2020)
- CF30 Customer (since 25 Sep 2020)
- CF1 Director (AR) (since 25 Jul 2018)
-
Hawkeye Financial Limited
FRN 812145
- (2)Employed By (since 25 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.