Phillip John Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (20 Apr 2016 to 1 Jul 2018)
    • CF30 Customer (26 Jun 2015 to 6 Mar 2016)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (30 Mar 2012 to 16 Jun 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (10 Mar 2010 to 4 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.