Phillip John Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LLOYD & CO. FINANCIAL PLANNING LTD

    FRN 548625

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2023)
    • [FCA CF] Client dealing (since 1 Oct 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2023)
    • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2005 to 30 Jul 2007)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Aug 2002 to 1 Aug 2002)
    • CF22 Investment Adviser (Trainee) (20 May 2002 to 1 Aug 2002)

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Updates to this individual's record on the FCA register.

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