Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chaucer Syndicates Limited
FRN 204915
- SMF16 Compliance Oversight (since 4 Apr 2025)
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- SMF16 Compliance Oversight (11 Sep 2022 to 31 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Sep 2022 to 31 Oct 2024)
- CF1 Director (AR) (22 Oct 2020 to 31 Oct 2024)
- SMF3 Executive Director (10 Dec 2018 to 30 Nov 2023)
- CF1 Director (3 Dec 2018 to 9 Dec 2018)
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- SMF16 Compliance Oversight (11 Sep 2022 to 31 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Sep 2022 to 31 Oct 2024)
- SMF3 Executive Director (10 Dec 2018 to 30 Nov 2023)
- CF1 Director (3 Dec 2018 to 9 Dec 2018)
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- SMF16 Compliance Oversight (27 Jul 2022 to 31 Oct 2024)
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- Employed By (22 Oct 2020 to 31 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.