Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Apr 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF21 Investment Adviser (31 Mar 2002 to 29 Nov 2002)
    • CF26 Customer Trading (31 Mar 2002 to 15 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.