Phillip Harrisberg

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 19 Jun 2023)
    • [FCA CF] Manager of certification employee (since 19 Jun 2023)
    • [FCA CF] Material risk taker (19 Jun 2023 to 6 Mar 2026)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 19 Jun 2023)
    • [FCA CF] Client dealing (since 19 Jun 2023)
    • [FCA CF] Material risk taker (19 Jun 2023 to 6 Mar 2026)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (12 Aug 2022 to 2 Mar 2023)
    • [FCA CF] Material risk taker (20 Jan 2021 to 16 Jun 2023)
    • [FCA CF] Client dealing (20 Jan 2021 to 16 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jan 2021 to 16 Jun 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (21 Dec 2016 to 28 Oct 2020)
    • [FCA CF] Material risk taker (21 Dec 2016 to 28 Oct 2020)

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Updates to this individual's record on the FCA register.

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