Phillip Douglas O'Connor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (31 Aug 2012 to 30 Dec 2016)
Capital Planning Partners Ltd (no longer approved here)
FRN 587076
- Employed By (31 Aug 2012 to 30 Dec 2016)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (20 Feb 2012 to 11 Sep 2012)
- CF21 Investment Adviser (2 Aug 2004 to 12 Aug 2005)
Capital Planning Partners Ltd (no longer approved here)
FRN 505434
- Employed By (20 Feb 2012 to 11 Sep 2012)
Capital Planning UK Ltd (no longer approved here)
FRN 402461
- Employed By (2 Aug 2004 to 12 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.