Phillip Coulter

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Client dealing (27 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (24 Jul 2017 to 8 Dec 2019)
  • COULTER WEALTH MANAGEMENT LIMITED

    FRN 939374

    • Employed By (since 4 Feb 2021)
  • Polygon Financial Ltd (no longer approved here)

    FRN 435238

    • CF30 Customer (12 Nov 2015 to 10 May 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 Jun 2008 to 30 Sep 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF22 Investment Adviser (Trainee) (3 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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