Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2021)
    • Responsibility for MCD Intermediation (since 4 Aug 2021)
    • Responsible for Insurance Distribution (since 4 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Aug 2021)
    • SMF3 Executive Director (since 4 Aug 2021)
    • [FCA CF] Client dealing (since 4 Aug 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2021)
    • CF1 Director (AR) (28 Aug 2007 to 4 Aug 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Jun 2008 to 19 Oct 2011)
    • CF1 Director (AR) (11 Jun 2008 to 4 Aug 2021)
  • Coleshill Mortgage Services Ltd (no longer approved here)

    FRN 448789

    • Employed By (7 Apr 2006 to 4 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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