Philippe Vannier

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 17 Mar 2026)
Marex Financial (no longer approved here)
FRN 442767
- [FCA CF] Proprietary trader (21 Oct 2024 to 18 Jul 2025)
- [FCA CF] Client dealing (20 Feb 2024 to 21 Oct 2024)
MAKOR SECURITIES LONDON LTD (no longer approved here)
FRN 625054
- [FCA CF] Client dealing (1 Mar 2023 to 29 Sep 2023)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (14 Aug 2017 to 11 May 2020)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (18 Nov 2010 to 8 Dec 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.