Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (20 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (20 Apr 2016 to 8 Dec 2019)
    • CF3 Chief Executive (20 Apr 2016 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (5 Apr 2004 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.