Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 30 Jan 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (10 Jul 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 28 Nov 2011)
    • CF21 Investment Adviser (21 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.