Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • SMF6 Head of Key Business Areas (26 Nov 2020 to 14 Jun 2021)
    • SMF18 Other Overall Responsibility (26 Nov 2019 to 26 Nov 2020)
    • [PRA CF] Managing a material risk taker (18 Nov 2016 to 19 Sep 2019)
    • [FCA CF] Client dealing (18 Nov 2016 to 19 Sep 2019)
    • [FCA CF] Manager of certification employee (18 Nov 2016 to 19 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (18 Nov 2016 to 19 Sep 2019)
    • CF30 Customer (25 Jan 2013 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 19 Sep 2019)
    • [FCA CF] Manager of certification employee (13 Jul 2018 to 19 Sep 2019)
    • [PRA CF] Managing a material risk taker (13 Jul 2018 to 19 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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