Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF6 Head of Key Business Areas (26 Nov 2020 to 14 Jun 2021)
- SMF18 Other Overall Responsibility (26 Nov 2019 to 26 Nov 2020)
- [PRA CF] Managing a material risk taker (18 Nov 2016 to 19 Sep 2019)
- [FCA CF] Client dealing (18 Nov 2016 to 19 Sep 2019)
- [FCA CF] Manager of certification employee (18 Nov 2016 to 19 Sep 2019)
- [PRA CF] Significant risk taker or Material risk taker (18 Nov 2016 to 19 Sep 2019)
- CF30 Customer (25 Jan 2013 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 19 Sep 2019)
- [FCA CF] Manager of certification employee (13 Jul 2018 to 19 Sep 2019)
- [PRA CF] Managing a material risk taker (13 Jul 2018 to 19 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.