Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- CF1 Director (AR) (since 14 Sep 2023)
- SMF3 Executive Director (since 14 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
- [FCA CF] Client dealing (since 1 Jun 2023)
- [FCA CF] Functions requiring qualifications (26 May 2020 to 19 Oct 2020)
- [FCA CF] Client dealing (26 May 2020 to 19 Oct 2020)
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Cowens Employee Benefits Ltd
FRN 603624
- (1)Employed By (since 14 Sep 2023)
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Cowens Mortgage Solutions Limited
FRN 967252
- (1)Employed By (since 14 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Cowens Mortgage Solutions Limited
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controlled function added: (1)Employed By at Cowens Mortgage Solutions Limited
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controlled function removed: Employed By at Cowens Employee Benefits Ltd
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controlled function added: (1)Employed By at Cowens Employee Benefits Ltd