Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • CF1 Director (AR) (since 14 Sep 2023)
    • SMF3 Executive Director (since 14 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (26 May 2020 to 19 Oct 2020)
    • [FCA CF] Client dealing (26 May 2020 to 19 Oct 2020)
    • (1)Employed By (since 14 Sep 2023)
    • (1)Employed By (since 14 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Cowens Mortgage Solutions Limited

  2. controlled function added: (1)Employed By at Cowens Mortgage Solutions Limited

  3. controlled function removed: Employed By at Cowens Employee Benefits Ltd

  4. controlled function added: (1)Employed By at Cowens Employee Benefits Ltd