Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2017 to 16 Feb 2019)
- [FCA CF] Material risk taker (7 Mar 2017 to 16 Feb 2019)
- CF30 Customer (4 Jan 2016 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2017 to 16 Feb 2019)
- [FCA CF] Material risk taker (7 Mar 2017 to 16 Feb 2019)
- CF30 Customer (4 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (21 Jul 2010 to 20 Oct 2015)
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- CF21 Investment Adviser (2 Dec 2003 to 31 Aug 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.