Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 8 May 2025)
- [FCA CF] Client dealing (since 25 Jun 2024)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 8 May 2025)
- [FCA CF] Material risk taker (since 19 Nov 2018)
- [FCA CF] Client dealing (since 8 Oct 2018)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 8 May 2025)
- [FCA CF] Material risk taker (since 19 Nov 2018)
- [FCA CF] Client dealing (since 8 Oct 2018)
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- [FCA CF] Material risk taker (19 Nov 2018 to 30 Jan 2023)
- [FCA CF] Client dealing (8 Oct 2018 to 30 Jan 2023)
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- CF30 Customer (1 Oct 2015 to 5 Oct 2015)
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- CF30 Customer (6 Jul 2015 to 6 Mar 2016)
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- CF30 Customer (1 Oct 2010 to 28 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.