Philippa Shepherd

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Feb 2017)
    • CF30 Customer (12 Oct 2009 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (6 Aug 2004 to 22 Dec 2006)
    • CF21 Investment Adviser (6 Aug 2004 to 22 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.