Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Argentis Wealth Management Ltd
FRN 419331
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (12 Jun 2014 to 22 Dec 2022)
- CF30 Customer (18 Jul 2011 to 19 Dec 2022)
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- (14)Employed By (18 May 2010 to 1 Jul 2011)
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- CF30 Customer (15 Dec 2008 to 1 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Financial Planning For Professionals Limited
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controlled function added: (14)Employed By at Financial Planning For Professionals Limited