Philippa Parisi-Smiecench

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Raymond James Financial International Limited

    FRN 188244

    • SMF3 Executive Director (since 1 Nov 2025)
    • [FCA CF] Material risk taker (since 27 Aug 2024)
    • [FCA CF] Manager of certification employee (since 27 Aug 2024)
    • [FCA CF] Client dealing (since 16 Nov 2022)
    • [FCA CF] Significant management (27 Aug 2024 to 31 Oct 2025)
  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • [FCA CF] Material risk taker (4 Dec 2020 to 15 Nov 2022)
    • [FCA CF] Algorithmic trading (4 Dec 2020 to 15 Nov 2022)
    • [FCA CF] Client dealing (4 Dec 2020 to 15 Nov 2022)
    • CF29 Significant management (19 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2009 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (2 Jun 2008 to 28 Sep 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 28 Sep 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 28 Sep 2009)
    • CF21 Investment Adviser (10 Aug 2004 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 8 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.