Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Jan 2012 to 16 Oct 2018)
- CF28 Systems and controls (19 Oct 2010 to 12 Apr 2016)
- CF1 Director (13 Jan 2009 to 16 Oct 2018)
- CF2 Non Executive Director (22 Mar 2006 to 13 Jan 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
- CF11 Money Laundering Reporting (1 Dec 2001 to 14 Mar 2011)
- CF10 Compliance Oversight (1 Dec 2001 to 14 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.