Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 4 Jan 2024)
- [FCA CF] Client dealing (since 28 Nov 2023)
- [FCA CF] Manager of certification employee (11 Nov 2020 to 1 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
- CF30 Customer (21 Sep 2016 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 4 Jan 2024)
- [FCA CF] Client dealing (since 28 Nov 2023)
- [FCA CF] Manager of certification employee (11 Nov 2020 to 1 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
- CF30 Customer (23 Sep 2013 to 8 Dec 2019)
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- [FCA CF] Client dealing (17 Mar 2021 to 30 Sep 2022)
- [FCA CF] Manager of certification employee (11 Nov 2020 to 13 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.